法令遵循已是全球金融業，乃至於所有企業的重要課題，法令遵循是什麼？洗錢防制與反資恐是法遵工作？內部稽核與法遵關係如何？法令遵循理論與實務乙書將給您答案。 法令遵循理論與實務一書，可以提供金融從業人員瞭解法令遵循業務的內涵，更可以做為參考工具書；當然，對將來有志從事法令遵循工作的學生，本書更是必讀著作。 Compliance is already a pivotal issue for all financial industries globally as well as for other companies. What is compliance? Are AML and CFT part of compliance? What is the relationship between internal audit and compliance? The Theory and Practices in Compliance will give you the answers. The Theory and Practices in Compliance can provide those working in the financial industry an understanding of the inner workings of compliance, and can further be used as a reference book. This book is a must-read for all students who aspire to work in compliance in the future.
Current Occupations Associate Professor, Department of Financial and Economic Law, CTBC Business School Adjunct Associate Professor, Department of Law, National Taipei University
Education Ph.D., Graduate Institute of Criminology, National Chung Cheng University LL.M., Department of Financial and Economic Law, School of Law, Chung Yuan Christian University M.A., Criminal Justice, Oklahoma City University
Work Experiences Associate Professor and Chair, Department of Security Management and Community Affairs, Ming Chuan University Director, Taiwan Insurance Guaranty Fund Served in the Judicial Yuan, the Financial Examination Bureau of the Financial Supervisory Commission, the Department of Prosecutorial Affairs of the Ministry of Justice, and the Investigation Bureau of the Ministry of Justice